Shawn Park is a CFA, CFP-designated registered investment advisor, based in Colorado Springs, CO, with 27 years of industry experience.
Location
Colorado Springs, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Investors Securities, LLC
October 2024 - Present · 1 yr 9 mos
Transamerica Retirement Advisors, LLC
October 2024 - Present · 1 yr 9 mos
Transamerica Investors Securities, LLCBroker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Calamos Advisors LLC
November 2007 - August 2024 · 16 yrs 9 mos
Calamos Financial Services LLCBroker
October 2007 - August 2024 · 16 yrs 10 mos
Thinkorswim, INC.Broker
September 2006 - September 2007 · 1 yr
Arlington Capital Management, INC.
August 2002 - September 2007 · 5 yrs 1 mo
World Equity Group, INC.
March 2001 - August 2004 · 3 yrs 5 mos
World Equity Group, INC.Broker
March 2001 - August 2004 · 3 yrs 5 mos
Signator Investors, INC.Broker
February 1998 - November 2000 · 2 yrs 9 mos
State Registrations2 states
COUT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.