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Herve Vixamar

28 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance

Herve Vixamar is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 28 years of industry experience. Herve is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

420 Lexington Avenue, 25th Floor, Suite 2510, New York, NY, 10170

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Denied
Other Business ActivitiesSells Insurance

Herve is a board member for the Metropolitan Auxiliary Board and the Haitian Roundtable, and co-owns rental property. He is also an insurance agent selling life, disability, long-term care, fixed annuities, and health insurance, dedicating minimal time to this.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
October 2013 - March 2017 · 3 yrs 5 mos
Msi Financial Services, INC.Broker
October 2013 - March 2017 · 3 yrs 5 mos
AXA Advisors, LLC
April 2010 - October 2013 · 3 yrs 6 mos
AXA Advisors, LLCBroker
July 2002 - October 2013 · 11 yrs 3 mos
AXA Advisors, LLCBroker
March 1998 - June 2001 · 3 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1998 - January 2000 · 1 yr 10 mos
Dalton Kent Securities Group, INC.Broker
July 1997 - February 1998 · 7 mos
State Registrations21 states
AZCACTDCDEFLGAIALAMAMDMINCNJNYOHPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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