DM
DM

Dimitrios Michelis

28 Years of Experience
New York, NY
1 Disclosure

Dimitrios Michelis is a registered investment advisor at Aegis Capital CORP., based in New York, NY, with 28 years of industry experience. Dimitrios operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Investment management only (planning not offered)

Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.

If most transaction costs are charged to you:

  • First $250,000 - maximum 2.50% per year
  • Next $750,000 - maximum 2.25% per year
  • Over $1,000,000 - maximum 2.00% per year

If most transaction costs are charged to Aegis:

  • First $250,000 - maximum 3.00% per year
  • Next $750,000 - maximum 2.75% per year
  • Over $1,000,000 - maximum 2.50% per year

The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.

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Location

1345 Avenue of the Americas, 27th Floor, New York, NY, 10105

Get directions

History

Regulatory History (1)
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Customer Dispute
August 2025
Pending
Other Business Activities

Dimitrios is an officer of St. Johns Dryden Realty Corp, a commercial real estate company, since 2006. He is also an officer of St. Johns Catering Corp, a restaurant operator, since 2006.

Employment History
Current Registrations
Aegis Capital CORP.
August 2025 - Present · 9 mos
Previous Registrations
UBS Financial Services INC.
June 2011 - September 2025 · 14 yrs 3 mos
UBS Financial Services INC.Broker
June 2011 - September 2025 · 14 yrs 3 mos
J.P. Morgan Securities LLC
October 2004 - June 2011 · 6 yrs 8 mos
J.P. Morgan Securities LLCBroker
September 2004 - June 2011 · 6 yrs 9 mos
Wachovia Securities, LLCBroker
July 2003 - September 2004 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
August 2001 - July 2003 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
December 1997 - August 2001 · 3 yrs 8 mos
Cibc OppenheimerBroker
September 1997 - December 1997 · 3 mos
Continental Broker-Dealer CORP.Broker
July 1997 - October 1997 · 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.