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Colin Mansfield

Diversify Advisory Services, LLC
23 Years of Experience
San Jose, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Colin Mansfield is a registered investment advisor at Diversify Advisory Services, LLC, based in San Jose, CA, with 23 years of industry experience. Colin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 5,322 clients with $4.6B in assets under management.

Diversify Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
5,322 clients
Average Client Portfolio
$874K average
Assets Under Management
$4.6B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $3.0M0.85%
$3.0M - $4.0M0.70%
$4.0M - $5.0M0.70%
$5M+0.50%

Advisory fees are negotiable and maximum annual rates are capped at 2.00% across most platforms. Certain platforms include additional strategy fees ranging from 0.15% to 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1764 the Alameda, San Jose, CA, 95126

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2026
Pending
Criminal
June 2018
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Colin sells fixed insurance products, including fixed annuities and SPIAs, dedicating minimal time to this activity. He is also a partner at Global Wealth Partners Inc, which is a DBA for the branch office.

Employment History
Current Registrations
Diversify Advisory Services, LLC
December 2023 - Present · 2 yrs 10 mos
Dfpg Investments, LLC
December 2015 - Present · 10 yrs 10 mos
Dfpg Investments, LLCBroker
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Dfpg Investments, LLC
December 2015 - February 2024 · 8 yrs 2 mos
First Allied Advisory Services, INC.
July 2012 - December 2015 · 3 yrs 5 mos
First Allied Securities, INC.
February 2010 - July 2012 · 2 yrs 5 mos
First Allied Securities, INC.Broker
February 2010 - December 2015 · 5 yrs 10 mos
Metlife Securities INC.
June 2003 - February 2010 · 6 yrs 8 mos
Metlife Securities INC.Broker
May 2003 - February 2010 · 6 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
May 2003 - July 2007 · 4 yrs 2 mos
State Registrations13 states
AZCACOIDMINCNVORPASCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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