Dennis Perez
Dennis Perez is a registered investment advisor at Popular Securities, LLC, based in Mayaguez, PR, with 29 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.
This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.
Location
Calle Suau #1, Mayaguez, PR, 00680
Get directionsHistory
Regulatory History (18)
Regulatory
June 2021Customer Dispute
September 2018Customer Dispute
April 2018Customer Dispute
February 2018Customer Dispute
December 2017Customer Dispute
October 2017Customer Dispute
November 2014Customer Dispute
September 2014Customer Dispute
June 2014Customer Dispute
April 2014Customer Dispute
January 2012Customer Dispute
July 2011Customer Dispute
March 2011Customer Dispute
March 2010Customer Dispute
November 2009Customer Dispute
July 2009Customer Dispute
April 2009Customer Dispute
September 2007Other Business Activities
Dennis is a director board member and finance consultant for Asociacion Residentes Paseo Los Robles, a non-profit organization, dedicating a few hours per week. He is also the President of D Cummings, LLC, an inheritance asset protection business, dedicating minimal time.
Employment History
Current Registrations
Popular Securities, LLC
Popular Securities, LLCBroker
Previous Registrations
Popular Securities, INC.
Bbva Securities of Puerto Rico, INC.Broker
Salomon Smith Barney INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Warren PerezPopular Securities, LLC