DP
DP

Dennis Domingo Cummings Perez

28 Years of Experience
18 DisclosuresBroker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$50K
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Location

Calle Suau #1, Mayaguez, PR, 00680

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History

Regulatory History (18)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2021
Final
Customer Dispute
September 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
February 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
October 2017
Settled
Customer Dispute
November 2014
Settled
Customer Dispute
September 2014
Settled
Customer Dispute
June 2014
Settled
Customer Dispute
April 2014
Settled
Customer Dispute
January 2012
Settled
Customer Dispute
July 2011
Closed-No Action
Customer Dispute
March 2011
Closed-No Action
Customer Dispute
March 2010
Closed-No Action
Customer Dispute
November 2009
Settled
Customer Dispute
July 2009
Closed-No Action
Customer Dispute
April 2009
Settled
Customer Dispute
September 2007
Settled
Other Business Activities

Dennis is a director board member and finance consultant for Asociacion Residentes Paseo Los Robles, a non-profit organization, dedicating a few hours per week. He is also the President of D Cummings, LLC, an inheritance asset protection business, dedicating minimal time.

Employment History
Current Registrations
Popular Securities, LLC
February 2014 - Present · 12 yrs
Popular Securities, LLCBroker
September 2008 - Present · 17 yrs 5 mos
Previous Registrations
Popular Securities, INC.
August 2011 - January 2012 · 5 mos
Bbva Securities of Puerto Rico, INC.Broker
January 2002 - September 2008 · 6 yrs 8 mos
Salomon Smith Barney INC.Broker
September 1997 - December 2001 · 4 yrs 3 mos
State Registrations4 states
FLPAPRTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.