Warren Perez
Warren Perez is a registered investment advisor at Popular Securities, LLC, based in Mayaguez, PR, with 27 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 2,120 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Popular Securities provides investment management through the FMAX Program and fixed income managers. The annual advisory fee has a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program. The total client fee is negotiated and can be based on asset levels or a single fee rate. Program fees are charged separately by FMAX or the fixed income manager and are based on a percentage of assets under management, billed quarterly in advance. There is a minimum annual program fee. Popular Securities also receives compensation from Russell Investments for certain mutual fund sales.
Location
Calle Suau #1, Mayaguez, PR, 00680
Get directionsHistory
Regulatory History (20)
Customer Dispute
August 2019Customer Dispute
May 2019Customer Dispute
January 2019Customer Dispute
September 2018Customer Dispute
June 2018Customer Dispute
March 2018Customer Dispute
February 2018Customer Dispute
February 2018Customer Dispute
January 2018Customer Dispute
December 2017Customer Dispute
November 2017Customer Dispute
August 2017Customer Dispute
June 2017Customer Dispute
May 2017Customer Dispute
April 2017Customer Dispute
March 2017Customer Dispute
September 2016Customer Dispute
July 2016Customer Dispute
July 2016Customer Dispute
April 2016Other Business Activities
Warren is the Secretary/Treasurer of Sucn Dr. Ramirez Quiles, Inc., a real estate business, and the Secretary of Extra Bases, Inc., a charitable non-profit organization. Warren spends minimal time on each of these activities and receives no compensation.
Employment History
Current Registrations
Popular Securities, LLC
Popular Securities, LLCBroker
Previous Registrations
Popular Securities, INC.
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.