Warren Perez
Warren Perez is a registered investment advisor at Popular Securities, LLC, based in Mayaguez, PR, with 28 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.
This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.
Location
Calle Suau #1, Mayaguez, PR, 00680
Get directionsHistory
Regulatory History (20)
Customer Dispute
August 2019Customer Dispute
May 2019Customer Dispute
January 2019Customer Dispute
September 2018Customer Dispute
June 2018Customer Dispute
March 2018Customer Dispute
February 2018Customer Dispute
February 2018Customer Dispute
January 2018Customer Dispute
December 2017Customer Dispute
November 2017Customer Dispute
August 2017Customer Dispute
June 2017Customer Dispute
May 2017Customer Dispute
April 2017Customer Dispute
March 2017Customer Dispute
September 2016Customer Dispute
July 2016Customer Dispute
July 2016Customer Dispute
April 2016Other Business Activities
Warren is the Secretary/Treasurer of Sucn Dr. Ramirez Quiles, Inc., a real estate business, and the Secretary of Extra Bases, Inc., a charitable non-profit organization. Warren spends minimal time on each of these activities and receives no compensation.
Employment History
Current Registrations
Popular Securities, LLC
Popular Securities, LLCBroker
Previous Registrations
Popular Securities, INC.
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Dennis PerezPopular Securities, LLC