TrueAdvisor
TrueAdvisor
AP
AP

Andrew Patrick

Osaic Institutions, INC.
28 Years of Experience
Wildwood, FL
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Andrew Patrick is a registered investment advisor at Osaic Institutions, INC., based in Wildwood, FL, with 28 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4076 E. SR 44 Suite 54, Wildwood, FL, 34785

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Denied
Customer Dispute
March 2008
Denied
Customer Dispute
March 2004
Denied
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Osaic Institutions, INC.
May 2007 - Present · 19 yrs 5 mos
Osaic Institutions, INC.Broker
April 2007 - Present · 19 yrs 6 mos
Previous Registrations
Ing Financial Partners, INC.Broker
March 2007 - April 2007 · 1 mo
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
February 2003 - July 2003 · 5 mos
Amsouth Investment Services, INC.Broker
March 2001 - February 2007 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
October 1997 - April 2001 · 3 yrs 6 mos
State Registrations8 states
COFLHIILMAMEOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wildwood, FL →All financial advisors in Florida →