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Xavier Mena

26 Years of Experience
San Diego, CA
1 DisclosureBroker

Xavier Mena is a registered investment advisor at UBS Financial Services INC., based in San Diego, CA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

600 West Broadway, Suite 2800, San Diego, CA, 92101

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History

Regulatory History (1)
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Criminal
December 2020
Final Disposition
Other Business Activities

Xavier is involved in several car and van rental companies (XCMNV LLC, XODEN LLC, GREEN MOTION CA LLC, XOM Global SD LLC) and related holding companies. He also owns commercial real estate and his personal residence through Pacific Ent LLC.

Employment History
Current Registrations
UBS Financial Services INC.
January 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.Broker
January 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
UBS International INC.Broker
June 2006 - January 2010 · 3 yrs 7 mos
UBS International INC.
June 2006 - January 2010 · 3 yrs 7 mos
Banc of America Investment Services, INC.
April 2002 - June 2006 · 4 yrs 2 mos
Banc of America Investment Services, INC.Broker
February 2001 - June 2006 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - August 1999 · 1 yr 9 mos
State Registrations16 states
AZCACODEFLGAIDMDNYOHPASDTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Xavier Mena - Financial Advisor | TrueAdvisor