JW
JW
Jason Wolter is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
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Regulatory History (2)
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Regulatory
March 2024Final
Customer Dispute
October 2019Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2019 - Present · 7 yrs 1 mo
Morgan Stanley
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
March 2015 - July 2019 · 4 yrs 4 mos
J.P. Morgan Securities LLCBroker
March 2015 - July 2019 · 4 yrs 4 mos
Deutsche Bank Securities INC.
December 2009 - March 2015 · 5 yrs 3 mos
Deutsche Bank Securities INC.Broker
November 2009 - March 2015 · 5 yrs 4 mos
UBS Financial Services INC.
September 2007 - December 2009 · 2 yrs 3 mos
UBS Financial Services INC.Broker
January 2005 - December 2009 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - January 2005 · 6 yrs 10 mos
State Registrations12 states
CTFLIDKSMANCNJNVNYPARISC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.