Patrick Ferraro is a registered investment advisor, based in Ronkonkoma, NY, with 25 years of industry experience.
Location
3275 Veterans Memorial Hwy Ste B9, Ronkonkoma, NY, 11779
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick is an advisor for The Spaventa Group, a venture capital firm, since January 2020. This takes about half of Patrick's time, including during securities trading hours.
Employment History
Current Registrations
Tsg Capital AdvisorsBroker
June 2024 - Present · 1 yr 11 mos
Tsg Alpha Partners, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Phx Financial, INC.Broker
November 2019 - December 2021 · 2 yrs 1 mo
Cape Securities INC.Broker
August 2012 - November 2019 · 7 yrs 3 mos
Salomon Whitney LLCBroker
July 2011 - August 2012 · 1 yr 1 mo
First Midwest Securities, INC.Broker
June 2009 - July 2011 · 2 yrs 1 mo
J.P. Turner & Company, L.L.C.Broker
February 2009 - June 2009 · 4 mos
Citigroup Global Markets INC.Broker
May 2007 - March 2009 · 1 yr 10 mos
Citicorp Investment ServicesBroker
May 2005 - May 2007 · 2 yrs
Nylife Securities INC.Broker
March 2004 - March 2005 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
October 2001 - May 2003 · 1 yr 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2001 - January 2002 · 3 mos
Sandgrain Securities, INC.Broker
January 2001 - July 2001 · 6 mos
Cantella & CO., INC.Broker
October 2000 - January 2001 · 3 mos
Global Capital Markets, LLCBroker
June 1998 - October 2000 · 2 yrs 4 mos
State Registrations30 states
ALARAZCACOFLGAIAILINKYLAMAMDMIMNMOMTNCNENJNYOHORPARITXUTWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.