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James Shea

26 Years of Experience
Red Bank, NJ
Broker

James Shea is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Road Building 3 Suite 330, [Satellite], Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2025 - Present · 8 mos
Wells Fargo Advisors
September 2025 - Present · 8 mos
Previous Registrations
Morgan StanleyBroker
June 2017 - September 2025 · 8 yrs 3 mos
Morgan Stanley
June 2017 - September 2025 · 8 yrs 3 mos
Oppenheimer & CO. INC.
October 2010 - June 2017 · 6 yrs 8 mos
Oppenheimer & CO. INC.Broker
September 2010 - June 2017 · 6 yrs 9 mos
Wells Fargo Advisors, LLC
December 2006 - September 2010 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
December 2006 - September 2010 · 3 yrs 9 mos
PNC Investments
November 2006 - December 2006 · 1 mo
PNC InvestmentsBroker
June 2005 - December 2006 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - July 2005 · 9 mos
Quick & Reilly, INC.Broker
December 2002 - October 2004 · 1 yr 10 mos
UBS Painewebber INC.Broker
July 1999 - March 2002 · 2 yrs 8 mos
J. Streicher & CO. L.L.C.Broker
March 1999 - July 1999 · 4 mos
State Registrations12 states
CACTFLMAMDNJNYPASCSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.