Frank Adams
Frank Adams is a registered investment advisor at LPL Financial LLC, based in Wallingford, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
111 South Main Street, Wallingford, CT, 06492
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2008Customer Dispute
August 2008Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Frank is a partial owner of a real estate rental property since 2011. He also operates his LPL business under the DBA Northeast Wealth Solutions, LLC. Additionally, Frank is an agent selling term insurance and fixed annuities, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Waddell & Reed, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.