Peter Cowen
Peter Cowen is a registered investment advisor at LPL Financial LLC, based in Wallingford, CT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
111 South Main Street, Wallingford, CT, 06492
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Regulatory History (1)
Criminal
April 2000Other Business ActivitiesSells Insurance
Peter operates Northeast Wealth Solutions, LLC as a DBA for his LPL business and CFP Associates, LLC for tax/investment purposes. He is also an agent selling life insurance, long-term care, and fixed annuities, and owns a tax preparation/accounting business, dedicating minimal time to CFP Associates and a few hours per week to tax preparation.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Washington Square Securities, INC.Broker
Washington Square Securities, INC.
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.