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Brian Williams

28 Years of Experience
Memphis, TN
1 DisclosureBroker

Brian Williams is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

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History

Regulatory History (1)
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Customer Dispute
June 2008
Denied
Other Business Activities

Brian is a director at Goodwill Industries and a board member for Friends Of Big Hill Pond State Park since 2019, dedicating a few hours per week to the latter. He also serves as Chairman of the Board for an unspecified entity, dedicating minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2009 - Present · 17 yrs 2 mos
Raymond James & Associates, INC.Broker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - March 2009 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1999 - March 2009 · 9 yrs 6 mos
Dean Witter Reynolds INC.Broker
October 1997 - October 1999 · 2 yrs
State Registrations22 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brian Williams - Financial Advisor | TrueAdvisor