LM
LM

Lauren Matles

29 Years of Experience
Chicago, IL
1 DisclosureBroker

Lauren Matles is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 29 years of industry experience. Lauren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Dr Ste 4000, [Gs-Rbo], Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
September 2008 - January 2011 · 2 yrs 4 mos
Wells Fargo Investments, LLC
September 2008 - January 2011 · 2 yrs 4 mos
Lasalle Financial Services, INC.
October 2001 - September 2008 · 6 yrs 11 mos
Lasalle Financial Services, INC.Broker
April 2001 - September 2008 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - May 2001 · 1 yr 10 mos
Northern Trust Securities, INC.Broker
September 1997 - July 1999 · 1 yr 10 mos
State Registrations28 states
AZCACOCTDEFLGAIAILINMAMDMIMNMONCNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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