Terry Phillips
Terry Phillips is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 43 years of industry experience. Terry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
30 S Wacker Dr 39th & 40th Fls, Chicago, IL, 60606
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2002Customer Dispute
August 2000Customer Dispute
February 1999Other Business Activities
Terry acts as a trustee for his son and daughter, both investment-related activities. He spends a few hours per week on each of these roles.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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