HB
HB

Hugh Breslin

33 Years of Experience
Chicago, IL
1 DisclosureBroker

Hugh Breslin is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 33 years of industry experience. Hugh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Dr 39th & 40th Fls, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Other Business Activities

Hugh serves as a trustee for a cousin, dedicating minimal time to this investment-related activity. The activity requires approximately one hour per month.

Employment History
Current Registrations
Wells Fargo Advisors
October 2020 - Present · 6 yrs
Wells Fargo Clearing Services, LLCBroker
October 2020 - Present · 6 yrs
Wells Fargo Clearing Services, LLC
October 2020 - Present · 6 yrs
Previous Registrations
UBS Financial Services INC.Broker
January 2009 - October 2020 · 11 yrs 9 mos
UBS Financial Services INC.
January 2009 - October 2020 · 11 yrs 9 mos
Banc of America Investment Services, INC.Broker
August 2003 - February 2009 · 5 yrs 6 mos
Banc of America Investment Services, INC.
August 2003 - February 2009 · 5 yrs 6 mos
Banc of America Securities LLC
January 2001 - August 2003 · 2 yrs 7 mos
Banc of America Securities LLCBroker
January 2001 - September 2003 · 2 yrs 8 mos
Bemos Investment Advisors, L.L.C.Broker
December 2000 - January 2001 · 1 mo
Sbc Warburg Dillon Read INC.Broker
September 1997 - May 1998 · 8 mos
Bear, Stearns & CO. INC.Broker
January 1995 - September 1997 · 2 yrs 8 mos
Salomon Brothers Municipals INCBroker
November 1992 - January 1995 · 2 yrs 2 mos
Salomon Brothers INC.Broker
November 1992 - January 1995 · 2 yrs 2 mos
Prudential-Bache Securities INC.Broker
March 1988 - December 1989 · 1 yr 9 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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