DM
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Daniel Merians

28 Years of Experience
Santa Fe, NM
2 DisclosuresBroker

Daniel Merians is a registered investment advisor at UBS Financial Services INC., based in Santa Fe, NM, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

125 Lincoln Ave Ste 401, Santa Fe, NM, 87501

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History

Regulatory History (2)
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Customer Dispute
March 2001
Denied
Criminal
July 1977
Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.Broker
June 2015 - Present · 10 yrs 11 mos
UBS Financial Services INC.
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - June 2015 · 6 yrs
Morgan StanleyBroker
June 2009 - June 2015 · 6 yrs
Citigroup Global Markets INC.
January 2003 - June 2009 · 6 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2003 - June 2009 · 6 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1998 - January 2003 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1997 - January 2003 · 5 yrs 1 mo
State Registrations29 states
ARAZCACODEFLGAHIIAINMAMIMOMTNCNENJNMNVNYOHORTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.