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Miguel Barbosa-Machado

24 Years of Experience
Houston, TX
2 DisclosuresBroker

Miguel Barbosa-Machado is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4400 Post Oak Parkway, Suite 1800, Houston, TX, 77027

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History

Regulatory History (2)
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Customer Dispute
March 2017
Withdrawn
Customer Dispute
March 2010
Withdrawn
Employment History
Current Registrations
UBS Financial Services INC.
August 2018 - Present · 7 yrs 9 mos
UBS Financial Services INC.Broker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
August 2012 - June 2018 · 5 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2008 - March 2012 · 3 yrs 5 mos
J.P. Morgan Securities INC.Broker
May 2005 - October 2008 · 3 yrs 5 mos
Deutsche Bank Securities INC.Broker
May 2001 - April 2005 · 3 yrs 11 mos
Citicorp Securities, INC.Broker
November 1997 - January 1998 · 2 mos
State Registrations14 states
AZCACOCTDEFLNJNVNYORPASDTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Miguel Barbosa-Machado - Financial Advisor | TrueAdvisor