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Anthony Walia

Strategic Advisers LLC
26 Years of Experience
Plainview, NY
3 DisclosuresBroker
View SEC Summary
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Anthony Walia is a registered investment advisor at Strategic Advisers LLC, based in Plainview, NY, with 26 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1551 Old Country Rd, Plainview, NY, 11803-5014

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Settled
Customer Dispute
September 2021
Closed-No Action
Customer Dispute
March 2018
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
April 2022 - Present · 4 yrs 6 mos
Fidelity Brokerage Services LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
April 2022 - March 2025 · 2 yrs 11 mos
LPL Financial LLC
February 2021 - February 2022 · 1 yr
LPL Financial LLCBroker
February 2021 - February 2022 · 1 yr
Advice and Planning Services
April 2015 - November 2020 · 5 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2015 - November 2020 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2014 · 5 yrs 1 mo
Banc of America Investment Services, INC.Broker
February 2007 - October 2009 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
August 2004 - December 2005 · 1 yr 4 mos
TD Waterhouse Investor Services, INC.Broker
October 1998 - June 2004 · 5 yrs 8 mos
Ids Life Insurance CompanyBroker
May 1998 - May 2001 · 3 yrs
American Express Financial Advisors INC.Broker
May 1998 - September 1998 · 4 mos
Continental Broker-Dealer CORP.Broker
April 1998 - June 1998 · 2 mos
State Registrations10 states
CTFLMINCNHNJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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