Robert Smith
Robert Smith is a PFS-designated registered investment advisor at Mark Smith Financial Services, INC., based in Thousand Oaks, CA, with 9 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 130 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.50% |
Fees are negotiable. Depending on the size of the client’s portfolio, MSFS may decide to charge an hourly rate instead of the monthly advisory fee.
Fee Estimator
Location
925 Broadbeck Drive, Suite 230, Thousand Oaks, CA, 91320
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is the President and a CPA at R. Mark Smith, CPA/PFS, P.C., an accounting firm, since 1988. CPA duties account for about half of Robert's time.
Employment History
Current Registrations
Mark Smith Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.