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Laurie Clark

LPL Financial LLC
28 Years of Experience
The Woodlands, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Laurie Clark is a CFP-designated registered investment advisor at LPL Financial LLC, based in The Woodlands, TX, with 28 years of industry experience. Laurie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

9595 Six Pines Dr Ste 6330, The Woodlands, TX, 77380

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Laurie is involved with non-variable insurance since 2002 and assists clients with HSA accounts since 2007, dedicating minimal time to this activity. She also has a DBA called Woodlands Wealth Builders since 2007.

Employment History
Current Registrations
LPL Financial LLC
October 2002 - Present · 24 yrs
LPL Financial LLC
October 2002 - Present · 24 yrs
LPL Financial LLCBroker
October 2002 - Present · 24 yrs
Previous Registrations
Waddell & Reed, INC.
November 1997 - October 2002 · 4 yrs 11 mos
Waddell & Reed, INC.Broker
October 1997 - October 2002 · 5 yrs
State Registrations5 states
CADCMIOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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