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CFP
RM
CFP

Robert Meredith

LPL Financial LLC
19 Years of Experience
The Woodlands, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Meredith is a CFP-designated registered investment advisor at LPL Financial LLC, based in The Woodlands, TX, with 19 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 Timberloch Pl, Ste 500, The Woodlands, TX, 77380

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2016
Settled
Customer Dispute
April 2014
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert operates Meredith Capital Consulting, LLC as a DBA for LPL business and for tax/investment purposes, spending about half his time on these activities. He also runs The Law Office of Robert M. Meredith, PLLC and works at South Texas College of Law, dedicating a few hours per week to each.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2018 - Present · 8 yrs 6 mos
LPL Financial LLC
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Capital One Investing, LLCBroker
April 2015 - April 2018 · 3 yrs
Capital One Advisors, LLC
April 2015 - April 2018 · 3 yrs
Waddell & Reed
August 2014 - October 2014 · 2 mos
Waddell & ReedBroker
August 2014 - October 2014 · 2 mos
J.P. Morgan Securities LLC
October 2012 - June 2014 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2014 · 1 yr 8 mos
Chase Investment Services CORP.
August 2010 - October 2012 · 2 yrs 2 mos
Chase Investment Services CORP.Broker
August 2010 - October 2012 · 2 yrs 2 mos
AXA Advisors, LLCBroker
June 2010 - August 2010 · 2 mos
Ais Financial, INC.Broker
April 2009 - July 2010 · 1 yr 3 mos
Martinez-Ayme SecuritiesBroker
October 2008 - June 2009 · 8 mos
Aurora Financial Services, L.L.C.Broker
October 2006 - October 2008 · 2 yrs
State Registrations6 states
INKYLANCOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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