Ali Farhoumand
Ali Farhoumand is a registered investment advisor at LPL Financial LLC, based in Fort Wayne, IN, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1001 Chestnut Hills Pkwy, Suite 110, Fort Wayne, IN, 46814
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2003Other Business ActivitiesSells Insurance
Ali works full-time as a registered representative and investment advisor representative for One Resource Financial Consultants. Ali is also an independent insurance agent for fixed insurance and annuity products, dedicating a few hours per week, and a board member for Waterside Woods Homeowner's Association, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Atlas Capital Management CORP
Sii Investments, INC.Broker
Sii Investments, INC.
Washington Square Securities, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.