Dwayne Ferguson
Dwayne Ferguson is a registered investment advisor at Jt Stratford, LLC, based in Gainesville, GA, with 28 years of industry experience. Dwayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 1,266 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.35% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $25.0M | 0.80% |
| $25.0M - $50.0M | 0.74% |
| $50M+ | 0.68% |
Fees are negotiable. Aggregate account balances are used for breakpoint calculations. Households with accounts over $50,000 also pay an annual $85 admin/technology fee.
Fee Estimator
Location
311 Green Street, Suite 100, Gainesville, GA, 30501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwayne is the President and Agent for Stratford Group Inc., an insurance agency, dedicating about 10-20% of his time to sales and administration. He is also a member of 3-Choice Care Credit LLC, a management consulting firm, spending minimal time on this activity.
Employment History
Current Registrations
Jt Stratford, LLC
Previous Registrations
Silver Oak Securities, IncorporatedBroker
Triad Advisors, INC.
J.T. Stratford Advisors, LLC
Triad Advisors LLCBroker
Triad Advisors, INC.
American General Securities Incorporated
American General Securities IncorporatedBroker
Washington Square Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Hunter Parker, CFAJt Stratford, LLC
- Mark Gibbs, CFPJt Stratford, LLC
- Jonathan Peterson, CFPRaymond James Financial Services Advisors, INC
- John Sulhoff, CFPAmeriprise Financial Services, LLC
- Jeffrey Sulka, CFPEdward Jones
- Kevin Clary, CFPEdward Jones