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James Laschinger

Retirement and Wealth at Alliant, LLC
28 Years of Experience
Wayne, PA
View SEC Summary
View SEC Summary

James Laschinger is a registered investment advisor at Retirement and Wealth at Alliant, LLC, based in Wayne, PA, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 222 clients with $7.4B in assets under management.

Retirement and Wealth at Alliant, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
44 advisors
IM Fee
Planning only
Assets Under Management
$7.4B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:$5,000 - $150,000/year
One-Time Plan:$1,000 - $150,000
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Location

565 E. Swedesford Road, Suite 100, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is an Investment Advisory Representative at Alliant Retirement Services, LLC, an SEC-registered investment advisory firm. He dedicates about a quarter of his time to this role, providing portfolio management, financial planning, estate planning, and other advisory services.

Employment History
Current Registrations
Retirement and Wealth at Alliant, LLC
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
July 2017 - February 2021 · 3 yrs 7 mos
LPL Financial LLC
June 2016 - August 2017 · 1 yr 2 mos
James E.bashaw & CO.
June 2010 - July 2013 · 3 yrs 1 mo
LPL Financial LLC
December 2009 - October 2015 · 5 yrs 10 mos
LPL Financial LLCBroker
December 2009 - August 2017 · 7 yrs 8 mos
NFP Securities, INC.Broker
October 2007 - December 2009 · 2 yrs 2 mos
NFP Securities, INC.
October 2007 - December 2009 · 2 yrs 2 mos
Mmc Securities CORP.
June 2004 - October 2007 · 3 yrs 4 mos
Mmc Securities CORP.Broker
May 2004 - October 2007 · 3 yrs 5 mos
Usi Advisors
January 2003 - May 2004 · 1 yr 4 mos
Usi Securities, INC.Broker
August 2002 - April 2004 · 1 yr 8 mos
Hobbs Group Investment Advisors, LLC
July 2002 - August 2002 · 1 mo
Westport Financial Services, L.L.C.Broker
September 2000 - July 2002 · 1 yr 10 mos
Painewebber IncorporatedBroker
March 1998 - June 2000 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
December 1997 - February 1998 · 2 mos
State Registrations16 states
AZCADCFLGAILLAMDMNNCNYOHPASCTXVA
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Exams
No exam information available for this advisor.
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