Alan Barnes is a CFP-designated registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 28 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
13600 W. Greenfield Ave, Brookfield, WI, 53005
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business Activities
Alan operates under the DBA Landmark Investment Center for his LPL business since 2019. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Sii Investments, INC.Broker
Allstate Financial Services, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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