Alan Barnes is a CFP-designated registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13600 W. Greenfield Ave, Brookfield, WI, 53005
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Regulatory History (1)
Customer Dispute
November 2002Other Business Activities
Alan operates under the DBA Landmark Investment Center for his LPL business since 2019. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Sii Investments, INC.Broker
Allstate Financial Services, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.