David Rossler
David Rossler is a registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Boca Raton, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2014Other Business ActivitiesSells Insurance
David is the president of Rossler & Company, PA (accounting and tax services) and D & M Associates, Inc (bookkeeping services, office supplies), dedicating full-time and a few hours per week, respectively. He also collects renewals only from John Hancock, Guardian, Principal and other carriers for long-term care and other fixed insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.