SC
SC

Scott Michael Capace

19 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
237 clients
Average Client Portfolio
$481K average
Assets Under Management
$114.1M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.30%
$250K - $500K1.20%
$500K - $750K1.10%
$750K - $1.0M1.00%
$1M+0.80%

Fees are negotiable in some circumstances. This is for the AMF - Allocation and Managed Funds program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Mandeville, LA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Open Source Investments, LLC
February 2017 - Present · 9 yrs
Previous Registrations
Financial Engines Advisors L.L.C.
November 2016 - March 2017 · 4 mos
Financial Engines Advisor Center, LLC
July 2015 - November 2016 · 1 yr 4 mos
The Mutual Fund Store
November 2011 - September 2015 · 3 yrs 10 mos
The Mutual Fund Store
June 2006 - November 2011 · 5 yrs 5 mos
State Registrations2 states
LAMS
Advisor
Exams
No exam information available for this advisor.