Shawn Orser
Shawn Orser is a registered investment advisor at DBA Seaside Financial & Insurance Services, based in Greenwich, CT, with 19 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 132 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3M+ | 0.75% |
Fees may be different depending on the complexity of the client’s portfolio and investment needs. Fees are negotiable. Lower fees may be available to family accounts and aggregated fees for household accounts.
Fee Estimator
Location
255 Glenville Rd., Greenwich, CT, 06831
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products through Seaside Financial & Insurance Services since 2009, dedicating nearly full-time hours to this. Shawn is also a trustee on the Board of Directors for Collaborative Investment Series Trust, spending minimal time per year.
Employment History
Current Registrations
DBA Seaside Financial & Insurance Services
Fortune Financial Services, INC.Broker
Previous Registrations
Seaside Financial & Insurance Services
Financial Telesis INCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Sanders Morris Harris INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.