Soonhee Cho
Soonhee Cho is a registered investment advisor at LPL Financial LLC, based in Whittier, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13601 Whittier Blvd, Ste 212, Whittier, CA, 90605
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2019Customer Dispute
November 2017Employment Separation After Allegations
September 1999Other Business ActivitiesSells Insurance
Soonhee sells insurance through United Healthcare, dedicating minimal time to monitoring funds monthly. She also owns rental property, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.