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CFP
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CFP

Laura Guerrero

Ameriprise Financial Services, LLC
24 Years of Experience
Whittier, CA
1 DisclosureBroker
View SEC Summary
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Laura Guerrero is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Whittier, CA, with 24 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7355 Greenleaf Ave Ste 204, Whittier, CA, 90602-1621

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Laura is involved in a business ownership activity that is not investment-related. This takes about 10-20% of her time, with a few hours per week occurring during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2023 - Present · 3 yrs 7 mos
Ameriprise Financial Services, LLC
March 2023 - Present · 3 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Edward Jones
March 2007 - March 2023 · 16 yrs
Edward JonesBroker
September 2002 - March 2023 · 20 yrs 6 mos
State Registrations17 states
AZCACOHIIDMANCNJNVNYOKORTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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