Dominique Davis is a registered investment advisor, based in Alpharetta, GA, with 24 years of industry experience.
Location
Alpharetta, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
May 2022 - Present · 4 yrs 2 mos
Cetera Financial Specialists LLC
May 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLC
May 2022 - Present · 4 yrs 2 mos
Cetera Advisors LLCBroker
May 2022 - Present · 4 yrs 2 mos
Cetera Financial Specialists LLCBroker
May 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
September 2021 - Present · 4 yrs 10 mos
Cetera Investment Services LLC
September 2021 - Present · 4 yrs 10 mos
Cetera Investment Services LLCBroker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2022 - September 2022 · 4 mos
The Strategic Financial Alliance
March 2021 - September 2021 · 6 mos
The Strategic Financial Alliance, INC.Broker
March 2021 - September 2021 · 6 mos
Triad Advisors, LLC
March 2019 - July 2020 · 1 yr 4 mos
Triad Advisors LLCBroker
February 2019 - July 2020 · 1 yr 5 mos
E*trade Capital Management, LLC
June 2011 - July 2017 · 6 yrs 1 mo
E*trade Securities LLCBroker
June 2011 - July 2017 · 6 yrs 1 mo
Northwestern Mutual Investment Services,llc
December 2010 - February 2011 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
December 2010 - February 2011 · 2 mos
UBS Financial Services INC.
August 2004 - July 2010 · 5 yrs 11 mos
UBS Financial Services INC.Broker
August 2004 - July 2010 · 5 yrs 11 mos
UBS Global Asset Management (US) INC.Broker
July 2002 - June 2004 · 1 yr 11 mos
May, Davis Group INC.Broker
March 2000 - December 2001 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
January 1999 - February 2000 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
January 1999 - February 2000 · 1 yr 1 mo
May, Davis Group INC.Broker
February 1998 - February 1999 · 1 yr
State Registrations1 state
GA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.