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Robert Klock

Thrivent Investment Management INC.
28 Years of Experience
Allentown, PA
1 DisclosureBroker
View SEC Summary
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Robert Klock is a registered investment advisor at Thrivent Investment Management INC., based in Allentown, PA, with 28 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Thrivent Investment Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1611 N 18th St, Allentown, PA, 18104

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History

Regulatory History (1)
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Customer Dispute
May 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a co-owner of Klock & Patterson LLC, which owns, operates, rents, and sells business real estate, and he spends minimal time on upkeep and maintenance. He also owns 227 West Broad Street, LLC, managing the commercial building and dedicating a few hours per week to related tasks.

Employment History
Current Registrations
Thrivent Investment Management INC.
July 2004 - Present · 22 yrs 3 mos
Thrivent Investment Management INC.
July 2002 - Present · 24 yrs 3 mos
Thrivent Investment Management INC.Broker
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
Lutheran Brotherhood Securities CORP.Broker
November 1997 - July 2002 · 4 yrs 8 mos
State Registrations15 states
DCDEFLGAMDMINCNHNJNVNYPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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