RG
RG

Richard Granger

28 Years of Experience
Fairfield, CT
1 DisclosureBroker

Richard Granger is a registered investment advisor at Morgan Stanley, based in Fairfield, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1229 Post Road, Fairfield, CT, 06824

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History

Regulatory History (1)
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Customer Dispute
December 2004
Closed-No Action
Other Business Activities

Richard is a general partner of The Land of Nod Winery LLC since 1998, involved in grape growing, wine making, and sales. He dedicates about 10-20% of his time to this investment-related activity after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 1998 - April 2007 · 9 yrs 1 mo
Morgan Stanley Dw INC.Broker
January 1998 - April 2007 · 9 yrs 3 mos
State Registrations21 states
AZCACOCTDCDEFLGAHIINLAMANCNHNJNYPARISCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.