JM
JM
Joseph Matthews is a registered investment advisor at Morgan Stanley, based in Fairfield, CT, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1229 Post Road, Fairfield, CT, 06824
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Regulatory History (1)
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Customer Dispute
March 2008Denied
Other Business Activities
Joseph is an employee at Fairfield University since 2005, teaching and dedicating minimal time outside of business hours. This activity is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
January 2012 - Present · 14 yrs 4 mos
Morgan Stanley
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - January 2012 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - January 2012 · 10 yrs 2 mos
Salomon Smith Barney INC.Broker
October 1996 - November 2001 · 5 yrs 1 mo
Painewebber IncorporatedBroker
August 1988 - October 1996 · 8 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.