RK
RK
Richard Krollman
24 Years of Experience
Fairfield, CT
1 DisclosureBroker
Richard Krollman is a registered investment advisor at Morgan Stanley, based in Fairfield, CT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1229 Post Road, Fairfield, CT, 06824
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2017Settled
Employment History
Current Registrations
Morgan Stanley
May 2011 - Present · 15 yrs 2 mos
Morgan StanleyBroker
April 2011 - Present · 15 yrs 3 mos
Previous Registrations
Moneco
February 2011 - May 2011 · 3 mos
LPL Financial LLC
December 2009 - April 2011 · 1 yr 4 mos
LPL Financial LLCBroker
October 2009 - April 2011 · 1 yr 6 mos
Barclays Capital INC.Broker
April 2008 - February 2009 · 10 mos
Sg Americas Securities, LLCBroker
September 2004 - March 2008 · 3 yrs 6 mos
The Benchmark Company, LLCBroker
May 2003 - July 2004 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
October 1999 - November 2001 · 2 yrs 1 mo
State Registrations28 states
AZCACOCTDCFLGAILMAMDMEMIMNMONCNHNJNMNYOHPARISCTXVAVTVirgin IslandsWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.