Mathew Mellier
Mathew Mellier is a CFP-designated registered investment advisor at Emerson Equity LLC, based in Palm Desert, CA, with 24 years of industry experience. Mathew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
34220 Gateway Drive, Suite 120, Palm Desert, CA, 92211
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mathew is 100% owner and officer of Hardworking Capital Advisors LLC, a registered investment advisor, dedicating full-time hours to managing its operations. He also sells life insurance and index annuities, spending a few hours per week on this activity.
Employment History
Current Registrations
Emerson Equity LLCBroker
Hardworking Capital Advisors, LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Girard Securities, INC.
Mogul Wealth Management, INC.
Girard Securities, INC.Broker
Reuters Transaction Services LLCBroker
Tradeweb L.L.CBroker
Archipelago Securities L.L.C.Broker
VALIC Financial Advisors, INC.Broker
Assent LLCBroker
Assent LLCBroker
Andover Brokerage, L.L.C.Broker
Terra Nova Trading, L.L.C.Broker
J.B. Oxford & CompanyBroker
Quest Capital Strategies, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.