MJ
MJ
Matthew James
18 Years of Experience
New Orleans, LA
1 Disclosure
Matthew James is a registered investment advisor at Cds James Investments, LLC, based in New Orleans, LA, with 18 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 69 clients with $43M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
69 clients
Average Client Portfolio
$622K average
Assets Under Management
$42.9M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.15% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Fee schedule may be based on cumulative household assets under management. Certain ERISA rules prevent householding corporate plans with personal assets for fee reductions.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
720 Harrison Ave Suite C, New Orleans, LA, 70124
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
January 2018Employment History
Current Registrations
Cds James Investments, LLC
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2018 · 5 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2018 · 5 yrs 3 mos
Chase Investment Services CORP.
April 2009 - October 2012 · 3 yrs 6 mos
Chase Investment Services CORP.Broker
September 2006 - October 2012 · 6 yrs 1 mo
State Registrations2 states
LATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.