Patrick Connors
Patrick Connors is a registered investment advisor at Yorktown Management and Research CO INC, based in Seattle, WA, with 27 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $690M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Seattle, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick works as a Regional Director/Principal for Yorktown Management & Research Co., Inc., selling mutual funds. This is a full-time commitment, taking more than 160 hours per month.
Employment History
Current Registrations
Yorktown Management and Research CO INC
Foreside Fund Services, LLC
Foreside Fund Services, LLCBroker
Previous Registrations
Yorktown Management and Research CO INC
Unified Financial Securities, LLCBroker
Columbia Management Investment Advisers, LLC
Columbia Management Investment Distributors, INC.Broker
Touchstone Advisors INC
Touchstone Securities, INC.Broker
Guardian Investor Services LLCBroker
Enterprise Fund Distributors, INC.Broker
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
American Century Investment Services INC.Broker
State Registrations16 states
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