Stephen Laddy
Stephen Laddy is a registered investment advisor at Wells Fargo Advisors, based in Paramus, NJ, with 28 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
461 From Road, Suite 101, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2010Customer Dispute
September 2005Customer Dispute
July 2004Other Business Activities
Stephen has 100% ownership with his spouse in Laddy Family LLC, a real estate business, spending a few hours per week. He also has 100% ownership with his spouse in Crestview Landscape, a landscape company, dedicating minimal time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
Prime Capital Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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