JL
JL
Jeffrey Little
26 Years of Experience
Smithfield, RI
1 DisclosureBroker
Jeffrey Little is a registered investment advisor at PNC Wealth Management, based in Smithfield, RI, with 26 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1116 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Smithfield, RI
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003Denied
Employment History
Current Registrations
PNC Wealth Management
November 2024 - Present · 1 yr 10 mos
PNC Wealth Management LLCBroker
November 2024 - Present · 1 yr 10 mos
Previous Registrations
LPL Enterprise, LLC
October 2024 - November 2024 · 1 mo
LPL Enterprise, LLCBroker
October 2024 - November 2024 · 1 mo
Citizens Securities, INC.Broker
October 2016 - July 2024 · 7 yrs 9 mos
Citizens Securities, INC.
October 2016 - July 2024 · 7 yrs 9 mos
Citizens Securities, INC.
May 2004 - April 2016 · 11 yrs 11 mos
Citizens Securities, INC.Broker
May 2004 - April 2016 · 11 yrs 11 mos
Quick & Reilly, INC.
November 2002 - April 2004 · 1 yr 5 mos
Quick & Reilly, INC.Broker
November 2002 - April 2004 · 1 yr 5 mos
Morgan Stanley
August 2000 - November 2002 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
September 1998 - November 2002 · 4 yrs 2 mos
State Registrations1 state
RI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.