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Michael Hawkes

U.S. Bancorp Advisors, LLC
28 Years of Experience
Roseville, CA
2 DisclosuresBroker
View SEC Summary
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Michael Hawkes is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Roseville, CA, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

1850 Douglas Blvd, Roseville, CA, 95661

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History

Regulatory History (2)
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Customer Dispute
July 2026
Denied
Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
January 2016 - Present · 10 yrs 9 mos
U.S. Bancorp Advisors, LLC
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Bancwest Investment Services, INC.Broker
August 2010 - January 2016 · 5 yrs 5 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
August 2010 - January 2016 · 5 yrs 5 mos
Wells Fargo Investments, LLC
August 2004 - June 2010 · 5 yrs 10 mos
Wells Fargo Investments, LLCBroker
August 2004 - June 2010 · 5 yrs 10 mos
Wm Financial Services, INC.
July 2004 - August 2004 · 1 mo
Wm Financial Services, INC.Broker
June 2001 - August 2004 · 3 yrs 2 mos
Wells Fargo Investments, LLCBroker
May 2001 - June 2001 · 1 mo
Wells Fargo Securities INC.Broker
May 1999 - May 2001 · 2 yrs
Dean Witter Reynolds INC.Broker
February 1998 - June 1999 · 1 yr 4 mos
State Registrations11 states
CAFLHIIDNVNYORTNVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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