LC
LC
Les Campbell is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2020Settled
Other Business Activities
Les is a board member and treasurer of LifeNet4Families, a health and welfare organization, dedicating a few hours per week. He also serves as an arbitrator for FINRA, dedicating minimal time.
Employment History
Current Registrations
Morgan Stanley
March 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Herbert J. Sims Capital Management, INC.
March 2016 - March 2023 · 7 yrs
Herbert J. Sims & CO, INC.Broker
June 2002 - March 2023 · 20 yrs 9 mos
Ryan, Beck & CO., LLC.Broker
April 2002 - June 2002 · 2 mos
Gruntal & CO., L.L.C.Broker
April 1999 - May 2002 · 3 yrs 1 mo
A. F. Best Securities, INC.Broker
February 1998 - April 1999 · 1 yr 2 mos
State Registrations43 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.