Robert Brockmeier is a CFP-designated registered investment advisor at Morgan Stanley, based in Richmond, VA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
901 East Byrd Street, Suite 2000, Richmond, VA, 23219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
May 2010 - Present · 16 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
November 2003 - December 2005 · 2 yrs 1 mo
Wachovia Securities, LLCBroker
June 2002 - December 2005 · 3 yrs 6 mos
Wachovia Securities, INC.Broker
April 1999 - June 2000 · 1 yr 2 mos
Wachovia Capital Markets, INC.Broker
June 1998 - April 1999 · 10 mos
Wachovia Brokerage ServiceBroker
March 1998 - June 1998 · 3 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.