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Stamford Niou is a registered investment advisor at Morgan Stanley, based in Richmond, VA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
901 East Byrd Street, Suite 2000, Richmond, VA, 23219
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
June 1990Customer Dispute
April 1989Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Citigroup Global Markets INC.
August 2005 - June 2009 · 3 yrs 10 mos
Morgan Stanley
August 1998 - September 2005 · 7 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 1990 - September 2005 · 15 yrs 2 mos
Painewebber IncorporatedBroker
March 1986 - July 1990 · 4 yrs 4 mos
First Investors CorporationBroker
July 1984 - April 1986 · 1 yr 9 mos
State Registrations20 states
ALCACTDCDEFLGALAMDMINCNJNVNYPASCTNTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.