Kathleen Thompson is a CFP-designated registered investment advisor at Morgan Stanley, based in Richmond, VA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
901 East Byrd Street, Suite 2000, Richmond, VA, 23219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
December 2022 - Present · 3 yrs 5 mos
Morgan Stanley
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Davenport & Company LLCBroker
February 2013 - November 2022 · 9 yrs 9 mos
Davenport & Company LLC
January 2013 - November 2022 · 9 yrs 10 mos
World Capital Advisors, LLC
May 2010 - January 2013 · 2 yrs 8 mos
World Capital Brokerage, INC.Broker
July 2009 - December 2012 · 3 yrs 5 mos
First Dominion Capital CORP.Broker
August 2007 - July 2009 · 1 yr 11 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.