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Christopher Hopper

27 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Christopher Hopper is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

915 Heights Blvd., Houston, TX, 77008

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Denied
Other Business ActivitiesSells Insurance

Christopher operates Goose Creek Financial Management as a DBA for his LPL business. He also sells non-variable insurance and provides accounting and tax preparation services, dedicating minimal time to each. Christopher also owns Hopper Farms, where he sells hay, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2002 - Present · 23 yrs 8 mos
LPL Financial LLC
September 2002 - Present · 23 yrs 8 mos
Previous Registrations
UBS Painewebber INC.Broker
June 2000 - October 2002 · 2 yrs 4 mos
UBS Painewebber INC.
June 2000 - October 2002 · 2 yrs 4 mos
Salomon Smith Barney INC.Broker
March 1998 - June 2000 · 2 yrs 3 mos
State Registrations11 states
ALFLINLAMONCOHTNTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.