Hassan Fawaz
Hassan Fawaz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
500 Clyde Street Nw, Knoxville, TN, 37921
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Hassan operates under several DBAs, including Financial Partners of TN, LLC and UTFCU Financial Services. He also sells fixed annuities, fixed term & whole life, universal, health and disability insurance, dedicating about 10-20% of his time to this, and is involved in real estate rental activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, INC.
MML Investors Services, INC.Broker
Mutual of Omaha Investor Services, INC.Broker
State Registrations23 states
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