Kevin Callagy
Kevin Callagy is a registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tampa, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2009Customer Dispute
December 2008Regulatory
February 2002Other Business ActivitiesSells Insurance
Kevin is an agent selling various insurance products, including term, whole life, LTC, universal life, index life, and fixed annuities through MRW Financial Brokerage, dedicating minimal time. He also operates Callagy Wealth & Planning as a DBA for his LPL business, spending nearly full-time hours on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Gunnallen Financial, INCBroker
Safeco Investment Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Intersecurities, INC.Broker
Ffp Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.